Summary
NRS will hold their Fall 2020 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs. Financial Industry Partner, Nick Losurdo, will present on “Recent Priorities in Broker Dealer Regulation and Examination” and “Compliance Considerations for Senior Investors and Critically Ill.
Speakers
- /en/people/l/losurdo-nicholas
Nicholas J. Losurdo
Partner