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Public Company Advisory Blog
July 13, 2022

Risk Factors for Form 10-Q Reports

Given the state of the capital markets and current global economic uncertainty, Goodwin’s Public Company Advisory Practice has been thinking through potential risk factors to be included in Form 10-Qs for the quarter ended June 30, 2022. To this end, we have prepared a Risk Factor Alert providing guidance on 10-Q risk factors and sample risk factors for potential inclusion in 10-Qs this quarter.

The risk factor categories that we have identified as most relevant this quarter are those relating to: (1) Impact of Market Downturn on Sales; (2) Impact of Uncertain Capital Markets; (3) Potential Delisting; (4) Rising Interest Rates; (5) Impact of Inflation; (6) Going Concern; (7) ATM or Equity Line Program Risk; (8) Ukraine; and (9) Remote Work.

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