SEC Priorities

Join the New York State Bar Association’s program, “SEC Priorities” led by Goodwin Partner Nick Losurdo and Christina Thomas. Nick Losurdo and Christina Thomas recently served together at the SEC as senior advisors to Commissioner Elad L. Roisman.  While at the SEC, they focused on policy, rulemaking, and enforcement related to, among other things, capital formation, issuer disclosure, proxy voting, Regulation NMS and equity market structure, broker-dealer and investment adviser standards of conduct, and new and complex asset classes (including digital asset securities). During this session, they will discuss what we can expect from the SEC during the Biden administration, including rulemaking, enforcement focus areas, and exam priorities.