- SEC Proposes to Issue Interpretive Guidance Regarding Client Commission Practices
- Court Schedules Oral Argument in Chamber of Commerce Lawsuit Challenging SEC Mutual Fund Governance Rules
- FDIC Publishes Article by Staff Member Concerning Effect of New Bankruptcy Amendments on Derivatives and Other Financial
- Contracts
- FDIC Issues Guidance Concerning Corporate Codes of Conduct
- NASD Files Proposal to Extend Due Date for Initial Annual Report and Annual Certification
- FRB Issues Second Regulation Z Notice of Proposed Rulemaking
- NASD Issues Amendments to Broker-Dealer Branch Office Definition
- Goodwin Procter and RMA to Conduct Webinar on Basel IA